Securities Exchange Commission (SEC):  www.sec.gov

Financial Industry Regulatory Authority (FINRA):  www.finra.org

North American Securities Administrators Association (NASAA):  www.nasaa.org

Donaldson Compliance Consulting, LLC
PO Box 7269, Kansas City, MO  64113
(913) 707-7366
mdonaldson@donaldsoncompliance.com